Kanthoruwa

Junior Compliance Associate

David Pieris Holdings (Pvt) Ltd

Salary
Not disclosed
Job type
Full-time
Work type
On-site
Experience
Executive

Posted Sep 25, 2026

Associate / Junior Executive - Compliance

Company: Assetline Capital (Private) Limited (ACPL)

Educational Qualifications

  • G.C.E. Advanced Level qualification.
  • A diploma, certificate, or professional qualification.
  • Basic knowledge of the financial services industry and regulatory environment will be advantageous.

Experience

  • Associate Level: Prior experience in a clerical, administrative, banking, finance, operations or compliance-related role will be an advantage.
  • Junior Executive Level: 1-2 years of relevant experience in compliance, banking, finance, audit, operations or a related field will be an advantage.
  • Candidates with a strong interest in developing a career in Compliance and Regulatory Operations are encouraged to apply.

Knowledge & Skills

  • Basic understanding of KYC, Customer Due Diligence (CDD), AML/CFT and sanctions screening.
  • Basic understanding of regulatory requirements relating to Unit Trust and Portfolio Management operations will be an advantage.
  • Good computer literacy, particularly in MS Excel and MS Word.
  • Ability to accurately maintain, update, and review records and documentation.
  • Good numerical and analytical skills.
  • Good written and verbal communication skills, particularly in English.
  • Ability to prepare basic reports and maintain proper records.
  • Ability to work with confidential customer and company information.

Personal Attributes

  • High level of accuracy and attention to detail.
  • Strong sense of responsibility and ownership.
  • Good organizational and time management skills.
  • Willingness to learn and develop knowledge of regulatory and compliance requirements.
  • Ability to follow procedures and instructions accurately.
  • Good interpersonal and teamwork skills.
  • Professional, trustworthy and discreet in handling confidential information.
  • Ability to work under deadlines and manage multiple tasks.
  • Strong interest in developing a career in Compliance, Risk and Financial Services.

Key Competencies

  • Accuracy & Attention to Detail
  • Documentation & Record Keeping
  • Communication Skills
  • Teamwork & Coordination
  • Time Management
  • Learning Agility
  • Compliance Awareness
  • Confidentiality & Integrity
  • Customer Orientation
  • Adherence to Policies & Procedures