Junior Compliance Associate
David Pieris Holdings (Pvt) Ltd
- Salary
- Not disclosed
- Job type
- Full-time
- Work type
- On-site
- Experience
- Executive
Posted Sep 25, 2026
Associate / Junior Executive - Compliance
Company: Assetline Capital (Private) Limited (ACPL)
Educational Qualifications
- G.C.E. Advanced Level qualification.
- A diploma, certificate, or professional qualification.
- Basic knowledge of the financial services industry and regulatory environment will be advantageous.
Experience
- Associate Level: Prior experience in a clerical, administrative, banking, finance, operations or compliance-related role will be an advantage.
- Junior Executive Level: 1-2 years of relevant experience in compliance, banking, finance, audit, operations or a related field will be an advantage.
- Candidates with a strong interest in developing a career in Compliance and Regulatory Operations are encouraged to apply.
Knowledge & Skills
- Basic understanding of KYC, Customer Due Diligence (CDD), AML/CFT and sanctions screening.
- Basic understanding of regulatory requirements relating to Unit Trust and Portfolio Management operations will be an advantage.
- Good computer literacy, particularly in MS Excel and MS Word.
- Ability to accurately maintain, update, and review records and documentation.
- Good numerical and analytical skills.
- Good written and verbal communication skills, particularly in English.
- Ability to prepare basic reports and maintain proper records.
- Ability to work with confidential customer and company information.
Personal Attributes
- High level of accuracy and attention to detail.
- Strong sense of responsibility and ownership.
- Good organizational and time management skills.
- Willingness to learn and develop knowledge of regulatory and compliance requirements.
- Ability to follow procedures and instructions accurately.
- Good interpersonal and teamwork skills.
- Professional, trustworthy and discreet in handling confidential information.
- Ability to work under deadlines and manage multiple tasks.
- Strong interest in developing a career in Compliance, Risk and Financial Services.
Key Competencies
- Accuracy & Attention to Detail
- Documentation & Record Keeping
- Communication Skills
- Teamwork & Coordination
- Time Management
- Learning Agility
- Compliance Awareness
- Confidentiality & Integrity
- Customer Orientation
- Adherence to Policies & Procedures